Annual Compliance Audit Status (See Attachment)
Annual Compliance Audit -Report
| Sr. No. | Financial Year | Compoliance Audit Status |
| 1 | FY 2020- 21 | Conducted |
| 2 | FY 2021- 22 | Conducted |
| 3 | FY 2022- 23 | Conducted |
| 4 | FY 2023 -24 | Conducted |
| 5 | FY 2024- 25 | Conducted |
Annual Compliance Audit -Report
| Sr. No. | Financial Year | Compoliance Audit Status |
| 1 | FY 2020- 21 | Conducted |
| 2 | FY 2021- 22 | Conducted |
| 3 | FY 2022- 23 | Conducted |
| 4 | FY 2023 -24 | Conducted |
| 5 | FY 2024- 25 | Conducted |
BOX Personal Financial Advisors is a brand of AM Investment Advisors & Associates, an AMFI registered Mutual Fund Distributor (ARN-176173) (Registered On 16th Feb 2021 Valid till 15th Feb 2027) & a SEBI Registered Investment Adviser (Registration No INA100004871). Type of Registration = Non-Individual & Validity of Registration = Perpetual. Principal officer: Arun Kumar. Contact No:+91 9999 769 528 Email: arunwealthmanagement@gmail.com. Address: D-33, Sector 2, Noida UP 201301. Local Office of SEBI - 3rd Floor, Eldeco Corporate Chambers-II, Vibhuti Khand, Gomti Nagar, Lucknow - 226010. “Investment in securities market are subject to market risks. Read all the related documents carefully before investing.” “Registration granted by SEBI, membership of BSE Enlistment No 1477 (in case of IAs) and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.. Your attention is drawn to the SEBI circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July 31, 2023, on “Online Resolution of Disputes in the Indian Securities Market”. A common Online Dispute Resolution Portal (“ODR Portal”) which harnesses conciliation and online arbitration for resolution of disputes arising in the Indian Securities Market has been established. If you are not satisfied with the resolution provided, you can access ODR Portal at https://smartodr.in/”.
Boxpfa.