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Investor Charter – Annexure B

Data for the month ending October 31, 2024:
Sr. No. Received from Pending at the end of last month Received Resolved* Total Pending# Pending complaints > 3 months Average Resolution time^(in days)
1. Directly from Investors 0 0 0 0 0 0
2. SEBI(SCORES) 0 0 0 0 0 0
3. Other Sources(if any) 0 0 0 0 0 0
Grand Total 0 0 0 0 0 0
^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
Trend of monthly disposal of complaints:
Sr.No. Month Carried forward from previous month Received Resolved* Pending#
1. June, 2024 0 0 0 0
2. July, 2024 0 0 0 0
3. August, 2024 0 0 0 0
4. September, 2024 0 0 0 0
5. October, 2024 0 0 0 0
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.
Trend of Annual disposal of complaints:
Grand Total: 0
Sr. No. Year Carried forward from previous year Received Resolved* Pending#
1. 2018-19 0 0 0 0
2. 2019-20 0 2 2
3. 2020-21 0 0 0 0
4. 2021-22 0 0 0 0
5. 2022-23 0 0 0 0
6. 2023-24 0 0 0 0
*Inclusive of complaints of previous years resolved in the current year.
#Inclusive of complaints pending as on the last day of the year.

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BOX Personal Financial Advisors / Pebble Silk Private wealth management is a brand of AM investment Advisors & Associates. AM investment Advisors & Associates is a AMFI-registered Mutual Fund Distributor (ARN-176173 ) (Registered On 16th Feb 2021 Valid till 15th Feb 2027) AM investment Advisors & Associates is a SEBI Registered Investment Advisers (Registration No INA100004871) (Type of Registration- Non-Individual , Validity of Registration- Perpetual) and BASL Membership Number :BASL1477 Address: D-33, Sector 2, Noida UP 201301, Name of the principal officer: Arun Kumar Contact No:+91 9999 769 528 Email: arunwealthmanagement@gmail.com Local Office of SEBI - 3rd Floor, Eldeco Corporate Chambers-II, Vibhuti Khand, Gomti Nagar, Lucknow - 226 010.

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